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Job Summary Specialist in the Surveillance team is primarily responsible for identifying potential trading anomalies and other inappropriate activity as set out below. Key Responsibilities Processes • Perform the initial review and/or resolve Compliance Surveillance alerts/cases to
Job Summary • Specialist in the Surveillance team is primarily responsible for identifying potential trading anomalies and other inappropriate activity as set out below. Key Responsibilities Processes • Perform the initial review and/or resolve Compliance Surveillance alerts/cases